INTRODUCTION
Immune checkpoint blockade (ICB) using monoclonal antibodies (mAbs) specific to cytotoxic T lymphocyte antigen 4 (CTLA-4) and to programmed cell death 1 (PD-1) or its ligands has emerged as one of the most promising approaches in cancer immunotherapy to invigorate antitumor immunity (
1,
2). CTLA-4 is a transmembrane receptor found constitutively on regulatory T cells (T
regs) and is limited in its expression by CD4 and CD8 T cells immediately after engagement of the T cell receptor. CTLA-4 directly competes with CD28 for B7 ligand binding on antigen-presenting cells (APCs), consequently leading to T cell anergy (
3). Similarly, surface expression of PD-1 is broadly induced after T cell activation, and PD-1 is thought to function in peripheral tissues through its binding interactions with PD-1 ligands (PD-L1 and PD-L2) found on many cell subtypes including predominantly, but not limited to, tumor cells and APCs, respectively. After PD-1:ligand engagement, T cell function is dampened—an effect that protects the host during viral infection from immune-mediated tissue destruction leading to T cell exhaustion (
3). By blocking these inhibitory pathways using function-blocking mAbs, activation and cytotoxic capabilities of T cells can be restored (
1,
3).
Although the canonical view on ICB therapy effects is that they are mediated primarily within the tumor microenvironment (TME) by restoring antitumor functions of infiltrating T cells, evidence of the pleotropic effects of ICB mAbs continues to amass. Specific isotypes of anti–CTLA-4 (aCTLA-4) mAbs [immunoglobulin G2a (IgG2a)] mediate the depletion of tumor-resident T
regs (trT
regs) via antibody-dependent cellular cytotoxicity, although other isotypes (IgG1) do not (
4–
6). In addition, whereas anti–PD-1 (aPD-1) mAb has been shown to restore the effector functions of CD8 and CD4 T cells (
7), CD28 stimulation is required for aPD-1 efficacy, suggesting a role of B7-expressing APCs (
8). aPD-1 has also been shown to modulate a stem-like CD8 T cell population capable of proliferating and giving rise to T cells of a tumor-killing effector-like phenotype (
9–
11). Furthermore, PD-L1 expression on tumor cells is not required for disease progression and aPD-1 efficacy in certain cancer types (
12–
14). Both aCTLA-4 and aPD-1 therapy have also been shown to broaden the repertoire of tumor-specific CD8 T cell clones (
15–
17), which is associated with improved clinical outcomes (
18,
19). Solely blocking checkpoint pathways in the TME may thus not be sufficient to generate high response rates after ICB therapy.
To this end, appreciation for lymphoid tissues as critical in the generation of effective immunotherapy responses is increasing (
20,
21). CD103
+ APCs transport antigen to tumor-draining lymph nodes (TdLNs) where they can prime naïve CD8 T cells (
22,
23). Moreover, TdLNs are involved in mediating the effects of aCTLA-4 (
24) and aPD-1 therapy (
25). The presence of the aforementioned stem-like CD8 T cell compartment has been observed in mouse and human LNs, in addition to the TME, suggesting these tissues as a potential source of tumor-infiltrating lymphocytes (TILs) (
26). However, the TME and TdLNs are poorly accessed using systemic drug administration (
27–
29), the predominant route used in both preclinical tumor models and human patients, which may limit drug effects. Clinical studies have reported dose-efficacy relationships of aCTLA-4 and aPD-1 therapies (
30,
31). Increasing the availability of ICB mAb within target tissues, including the TME and lymphoid tissues that are enriched in tumor-specific T cells, thus has the potential to improve ICB therapy.
Previous reports have described improvements in antitumor responses using intratumoral (i.t.) administration routes compared to traditional systemic administration (
32–
34). However, less is known about the antitumor effects of ICB modulation in LNs, although peri-tumoral administration has previously been investigated (
24,
35) and subcutaneous (s.c.) administration is being explored in the clinic (
36). Note that mAbs are large molecules (150 kDa) and thus are transported differently than traditional small-molecule drugs or other smaller biologics. Specifically, injection of compounds similarly sized to mAbs into the interstitium of peripheral tissues results in clearance from the injection site via the initial lymphatics and thus accumulation of such compounds in draining LNs (
37). We hypothesized that mAbs would behave similarly, and therefore, direct administration into peripheral tissues would improve LN delivery of mAbs, allowing for improvement of ICB therapeutic effects. Our results in three preclinical solid tumor models (using melanoma and breast cancer cell lines) support the hypothesis that modulation of immune checkpoint pathways in (Td)LNs using locoregional administration of ICB mAbs enhances antitumor efficacy, enables dose sparing, and has the potential to reduce treatment-induced toxicity compared to systemically administered therapy.
DISCUSSION
ICB has emerged as a promising class of anticancer therapy, but these treatments are associated with low response rates and substantial toxicities, which may be related to systemic administration of these drugs. Targeting the TME versus LNs and spleen using different administration routes/doses/formulations was explored to increase mAb accumulation within these tissues and therefore modulate these pathways at the effector and priming phases, respectively. In three tumor models, varying from poorly to highly responsive to ICB, administration routes that mediate mAb accumulation in (Td)LNs led to superior therapeutic effects on tumor control compared to those achieved by systemic administration.
An abscopal effect was observed with tumor-localized ICB using i.t. administration, demonstrating the generation of an antitumor immune response that is systemically functional. This is suggestive of tumor-localized therapy being capable of expanding endogenous antitumor immunity, given observations of higher TIL frequencies. Studies have indicated that increasing frequencies of CD8 TILs improve response to immunotherapy and patient survival (
14,
18). Whether they originate from the TME or elsewhere before migrating into the TME remains unclear. However, tumor-specific T cells have been found in the blood after ICB treatment, suggesting the latter (
17,
43). Here, we observed increased frequencies of proliferating CD8 T cells not only in the TME but also in the TdLN and spleen after i.t. treatment, suggesting that TILs may originate from multiple tissue sites. We did observe stem-like CD8 TILs; however, the predominant phenotype of activated CD8 TILs was effector-like, which may be due to proliferation and differentiation of tumor-resident stem-like CD8 T cells (
44). In line with this, stem-like CD8 TILs reside in APC-enriched niches that support their function, and loss or absence of these niches is associated with disease progression (
45). In addition to the TME, we observed stem-like CD8 T cells in secondary lymphoid tissues, consistent with previous reports (
11,
44), including human LNs (
26). Thus, secondary lymphoid tissues are a potential source of tumor-killing effector-like CD8 T cells. Accumulation of mAb within the spleen and LNs was also associated with expansion of the effector-like cell pool within these tissues. Poorly immunogenic TMEs lacking APC niches or TILs may therefore not respond to systemic ICB therapy, and may instead benefit from targeted delivery of ICB mAbs into lymphoid tissues where these stem-like CD8 T cells reside at high frequencies. Overall, our results support the conclusions that ICB therapy increases TIL frequencies and that, because TILs may originate outside the TME, lymphoid tissues represent potential tissue targets for ICB modulation.
The effect of LN-directed mAb delivery was found to be beneficial in multiple therapeutic settings. In the B16F10 melanoma model, systemic i.p. administration led to minimal therapeutic efficacy that may be due to poor delivery and accumulation of ICB mAbs in the TME and TdLNs. ICB therapy directed toward TdLNs via i.l. forelimb administration greatly improved response rates regardless of aCTLA-4 mAb clone used, which we hypothesize is due to improved T cell activation and subsequent infiltration into the TME. Dose de-escalation experiments revealed that ICB mAb directed to the TdLNs alone versus in combination with the TME via i.l. forelimb or i.t. administration, respectively, results in similar antitumor therapeutic effects. This is suggestive of the therapeutic benefits of ICB being conferred, at least partially, by activity within LNs, presumably at the APC:T cell synapse during the T cell priming phase. It may also be explained by the immune exclusion and poor immunogenicity of the B16F10 model. Put another way, drugging the TME does not appear to afford therapeutic effects when antitumor TILs are locally absent. This concept is in line with previous observations in melanoma models where knockout of T cell PD-1 expression does not improve tumor responses (
12). This is further supported by our vaccination studies in the B16F10-OVA model, where ICB injected i.t. in combination with a tumor vaccine resulted in longer survival. Vaccination alone resulted in marked expansion and infiltration of antitumor T cells, thus providing local TILs for potential ICB modulation. Therefore, addition of ICB directly into the tumor, along with a reduction of proliferating trT
regs, resulted in improved survival of i.t. treated mice. In line with neoadjuvant phenotyping results, addition of ICB therapy increased frequencies of TILs, which may be due to the higher frequencies of proliferating T cells in lymphoid tissues. This suggests that modulation of ICB in the spleen or TdLN may promote and sustain lymphocyte infiltration into the TME.
In breast tumor models, targeting mAb to (Td)LNs alone or in combination with the TME improved therapeutic benefits compared to systemic therapy. Notable differences were observed in the E0771 model when using a trT
reg-depleting mAb clone of aCTLA-4 (9H10) versus a nondepleting clone (4F10), suggesting that these tumors are highly infiltrated with suppressive T
regs and/or that T
regs play a dominant role in immune-regulated disease progression in these models. An LN-directed drugging approach, which appears effective in eliciting robust T cell immunity, may thus need to be combined with other therapies to modulate such suppressive cell types to successfully combat breast cancer. Another consideration is that tumor physiology can vary greatly between tumor types and consequently affect mAb transport (
34). Breast cancer models may have better mAb access to the TME from the blood relative to melanoma models, which may explain the i.p. efficacy observed. In the 4T1 model, c.l. administration improved treatment efficacy compared to systemic i.p. administration. This could be explained by the metastatic propensity and subsequent presence of tumor-associated antigen in tissues beyond the TME and TdLN including nTdLNs, thereby explaining the beneficial effects of nTdLN targeting.
When toxicity was explored, systemic i.p. administration increased the serum concentrations of ALT, whereas locoregional delivery did not. These data may be explained by a slower, more sustained delivery of ICB mAb into the circulation after cutaneous injection by virtue of clearance being mediated by lymphatic transport compared to a bolus delivery into the systemic circulation (
46). Accumulation of mAb in systemic tissues was proportional to administered dose. This indicates that administration routes that afford dose sparing, such as injection into locoregional tissues, have the potential to minimize off-target toxicities.
There is interest in locoregional delivery of mAbs because systemic administration has several disadvantages, including cost and adherence (
47). Local immune therapy via i.t. administration using aCTLA-4 and s.c. administration using aPD-1 has been reported for a variety of cancers including melanoma (
36,
48). Here, we show that locoregional administration routes allow for efficient ICB mAb drugging of TdLNs to enable reduced dosing. This has advantages, including dose sparing to mitigate treatment toxicities and potential challenges associated with concentrating mAb solutions to accommodate the reduced injection volume relative to systemic infusions (~
1/
10), which can lead to protein aggregation, and therefore compromised efficacy, increased immunogenicity, and concerns for pharmacokinetic profiles (
46). Moreover, this enables innovations in sustained mAb release strategies to be applied to ICB to reduce reliance on multiple injections and improve patient adherence. Because i.t. injections are not always feasible due to tumor size and internal location (
48), locoregional administration targeting the LNs and not TME directly may also be advantageous as TIL frequencies are often low and exhausted T cells undergo epigenetic reprogramming that can limit TIL rejuvenation potential (
49,
50). In addition, as noted above, tumor physiology is highly variable, which can negatively influence i.t. mAb diffusion and lymphatic transport (
51). However, TdLNs may be challenging to identify and, in some cases, absent due to removal during LN biopsy/dissection, which may limit this approach to certain indications or neoadjuvant settings. Nevertheless, locoregional injection at a distant site from the tumor that drains to the same TdLNs may be of interest as an alternative to i.t. administration to broaden the number of patients who might benefit from a locoregional treatment approach and reduce treatment invasiveness.
Limitations of this work include T cell phenotyping not being restricted to known antigen-specific T cell clones. Toxicity at the nontumor injection site, which may promote activation of non–tumor-specific T cells and thereby contribute to iRAEs, also remains unexplored. Despite overall improved efficacy with TdLN-directed ICB therapy, responses remained variable, suggesting the need for additional or combination therapy approaches to improve overall rates of response. Benefits to ICB therapeutic efficacy conferred by locoregional administration may also be limited to disease contexts with smaller tumor burdens, which may limit translation into the clinic.
In conclusion, directing ICB mAbs to (Td)LNs by locoregional administration enhanced antitumor efficacy compared to systemically administered mAb and reduced associated toxicities in both melanoma and breast cancers. This simple approach requires no chemical modifications to the ICB mAbs, only reformulation, and may hold potential for clinical translation due to the current FDA approval, interest in patient compliance, and need to improve safety and response rates.
MATERIALS AND METHODS
Study design
This study was designed to explore the effects of targeting ICB mAb to LNs on antitumor efficacy in mouse melanoma and breast cancer models. We evaluated in what tissues immune checkpoint pathways were active and explored how ICB delivery to LNs differed from systemic therapy with ICB alone or in combination with vaccination. Sample sizes were chosen on the basis of previously published studies. For animal studies, mice were randomized into various groups before treatment, with each cage having one mouse per group. Experiments were not performed in a blinded fashion.
Mice and cell lines
Cell lines were maintained in Dulbecco’s modified Eagle’s medium supplemented with 10% fetal bovine serum and 1% penicillin/streptomycin/amphotericin B and periodically checked for mycoplasma contamination. C57Bl6 and BalbC mice were purchased from The Jackson Laboratory. All protocols were approved by the Institutional Animal Care and Use Committee. Tumors were implanted intradermally in 6- to 12-week-old mice and monitored in anesthetized mice by caliper measurements of tumor width, length, and depth. Mice were euthanized when tumors ulcerated or reached 1.5 cm in any dimension.
Treatment of B16F10 melanoma–bearing mice
The dorsal skin of C57Bl6 mice was shaved, and B16F10 or B16F10-OVA cells (105) were implanted in the right dorsal flank on day 0. After 5 (when all tumors were visible), 7, and 9 days, mice were i.d. injected with 150, 50, or 12.5 μg of anti-mouse CTLA-4 (clone 9H10 or UC10-4F10-11; BioXCell) and/or rat anti-mouse PD-1 (clone RMP1-14; BioXCell) i.t., i.d. in the forelimb, or i.p. in 30 μl of saline. In abscopal tumor immunotherapy experiments, 105 B16F10 cells were injected i.d. on the right dorsal skin of the mouse on day 0 and on the left dorsal skin on day 2. On days 5, 7, and 9, mice were injected with 150 μg of aCTLA-4 (clone 9H10) and aPD-1 (i.d. or i.p.) in saline. For immune cell phenotyping, mice were euthanized on day 12 and tissues were harvested. In vaccination studies, at 4 and 10 days, CpG (3 μg) and OVA (10 μg) were i.d. administered in 30 μl of saline in each limb. On days 5, 8, 11, and 14, mice received 150 μg of aCTLA-4 and aPD-1 mAb in 30 μl of saline either i.t., i.d. in the forelimb, or i.p. In studies evaluating the effects of sustained mAb release, Pluronic F127 (Sigma-Aldrich) was dissolved at 25 weight % in cold phosphate-buffered saline (PBS). Before injection, 25 μg of aCTLA-4 (clone 9H10) and aPD-1 mAb (5 μl) was mixed with 25 μl of the gel solution or PBS and i.d. injected once into one forelimb on day 5.
In vivo mAb biodistribution studies
On day 5 after tumor implantation, mice were administered aCTLA-4 or aPD-1 mAb. Fluorescent imaging was performed with an IVIS Spectrum instrument (PerkinElmer) at the injection site over 24 hours. Twenty-four hours after mAb injection, mice were euthanized and tissues were collected for imaging and homogenization. Concentrations of mAb in homogenized tissues were determined using a standard curve of injected mAb solution in naïve tissue homogenates. Tissue background was subtracted from all measurements. For biodistribution experiments using aCD3 mAb, naïve mice were injected with 6.25 μg of mAb and euthanized after 1, 5, or 24 hours. LNs were either collagenase-treated for 30 min followed by tissue disruption to form single-cell suspensions (a process described in Supplementary Materials and Methods) or immediately cut up and dispersed into a single-cell suspension to prevent ex vivo T cell labeling.
Treatment of E0771 and 4T1 breast cancer–bearing mice
E0771 (5 × 105) or 4T1 (3.5 × 105) cells resuspended in 30 μl of saline were implanted i.d. in the left mammary fat pad (fourth) in C57Bl6 or BalbC mice, respectively. For E0771 experiments, aPD-1 or aPD-1 and aCTLA-4 (clone 9H10) in combination were administered i.d. when tumors were ~100 mm3. Alternatively, 30 μg each of aPD-1 and aCTLA-4 (clone 4F10) mAb were administered on days 10, 14, and 17. For 4T1 experiments, 50 μg each of aPD-1 and aCTLA-4 (clone 4F10) mAb were administered on day 7 or 50 μg each of aPD-1 and aCTLA-4 (clone 9H10) mAb were administered on days 7 and 10. At end point, LNs and the spleen were harvested and imaged and organ sizes were measured using ImageJ.
Statistics
Statistical significance of differences between experimental groups was calculated with Prism software (GraphPad). All data are expressed as means ± SD except for tumor growth (SEM). ****P < 0.0001, ***P < 0.001, **P < 0.01, and *P < 0.05 by unpaired two-tailed t tests or one- or two-way analysis of variance (ANOVA) followed by Tukey post hoc test for multiple comparisons. For survival curves, log-rank (Mantel-Cox) test was performed. Original data are provided in data file S1.