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Article

Adaptation to Climate Change through Spatial Planning in Compact Urban Areas: A Case Study in the City of Thessaloniki

School of Spatial Planning and Development, Aristotle University of Thessaloniki, Thessaloniki 541 24, Greece
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Author to whom correspondence should be addressed.
Sustainability 2017, 9(2), 271; https://0-doi-org.brum.beds.ac.uk/10.3390/su9020271
Submission received: 24 November 2016 / Revised: 11 January 2017 / Accepted: 7 February 2017 / Published: 15 February 2017
(This article belongs to the Special Issue Urban Heat Island)

Abstract

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One of the problems urban areas are facing is the coupled effect of climate change and the Urban Heat Island (UHI) effect. This article attempts to demonstrate the potential of spatial planning to reduce the UHI effect and, hence, to contribute to climate change adaptation in compact urban areas. After a brief review of the relevant literature, the article focuses on one case study within the compact urban area of the city of Thessaloniki. The geographical, socio-economic and urban form data of the study area and its subsequent vulnerability to UHI were initially assessed. Based on these features, a local spatial planning strategy is proposed, and the study proceeds to a detailed amendment of the land use plan, within part of the vulnerable zone. This takes into account the existing urban form, the lack of resources and the availability of the spatial planning tools within the Greek spatial planning system. Τhe main purpose of this article is to highlight the fact that, even in urban areas where the potential for intervention seems to be marginal, because of their existing form, the complexities of the local planning system and resource limitations, improvements to the UHI effect and adaptation to climate change can be achieved by better land use planning and urban design.

1. Introduction

From the end of the 1980s onwards, one of the main issues that has attracted the attention of many researchers from different disciplines is the phenomenon of climate change combined with the Urban Heat Island (UHI) effect [1,2,3]. This same issue has also attracted the attention of governments, various actors and residents. Despite the existence of many definitions of climate change, an element that all of them have in common is the effect of human intervention on this phenomenon. The interaction between climate change and the urban environment is widely recognized and recorded in various studies [4,5,6,7,8,9,10,11,12,13]. Different patterns of settlement, spatial configuration of cities, land use allocation, lifestyle and consumption behaviors, all influence the combined effect of climate change and UHI [2,11,12,14]. All of these factors result in the observed inadvertent climate modification in urban areas [15]. In turn, this combined phenomenon has had significant effects on populations, lifestyle, work, recreation, transport and the built environment [13,16,17,18,19]. The complexity, uncertainty and irreversibility demonstrated by this phenomenon are factors that have affected the nature of spatial planning at all levels. This means that climate modification affects what spatial planning does and how it is done [18,20,21]. However, urban areas are considered, concomitantly, to hold the highest potential, both for adaptation to a changing climate and for sustainable development [5,6,22,23].
The immediate need to address the combined effect of climate change and UHI has led to the creation and adoption of mitigation and adaptation policies and actions, which have recently been included on the agenda of policy and planning [24]. Despite the fact that mitigation and adaptation are each considered an integral part of sustainable development, discrepancies between them, particularly in regard to space and time, have been identified [14,25]. Indeed, they may actually conflict [26]. According to Pizarro, 2009 [26], while an urban form may adapt well to climate change in a particular geographical region, the same urban form may also exacerbate climate change. Furthermore, the reverse may be true, meaning that a urban form that is able to mitigate climate change, may not, itself, adapt well to global warming. Thus, even though the compact city is accepted as the most appropriate form for sustainable development and mitigation, this does not mean that it has the resilience to adapt to climate change. In addition, the various spatial planning strategies that are needed for adaptation may not only be inappropriate for mitigation, they may also conflict with each other [12,25]. Hence, it is obvious that there are no “one-size-fits-all” solutions. A more sustainable model of the compact city and an integrated spatial planning approach for adaptation and mitigation are necessary. This would ensure that adaptation policies and measures do not jeopardize mitigation. It would also integrate climate policies into overall sustainable development policies, at all levels of governance [14,27,28,29,30].
In this context, spatial planning, and especially land use planning, is emerging as one of the policy areas that can influence adaptation and mitigation to climate change. This, of course, depends on the available resources, tools and types of intervention. It can also provide the strategic framework through which both adaptation and mitigation are placed within the broader perspective of sustainable development [17,20,25,29,31]. This is because spatial planning provides the tools by which climate change policies can be delivered. Through spatial planning, the ways in which cities are designed in order to avoid risks can be revaluated, and the uncertainty and complexity of climate change can be tackled. It is also an essential component of governance and a key determinant of a government’s ability to respond effectively to the impacts of climate change and UHI and to the overall challenge to sustainable development. Thus, spatial planning can contribute both to the design of integrated approaches to adaptation and mitigation and to the integration and coordination of related policies and investments for a more sustainable development. Through this process, seemingly conflicting interests can be mediated. For example, trade-offs between economic, social and environmental objectives can be negotiated, and a long-term perspective on spatial development can be adopted. Moreover, since spatial planning affects the distribution and the spatial dimension of the activities and investments of current and future generations, intra- and inter-generational equity concerns can be considered. The potential of planning to facilitate behavioral change, to act independently of administrative boundaries and the scale of governance, to promote participation and to help to generate and disseminate knowledge and best practices, all contribute to the sustainability and resilience of urban areas [16,17,18,20,24,29,32,33]. As land values are determined by land uses and climate change is becoming a concern for the insurance industry, this is becoming an additional crucial factor that makes planning essential for mitigation [16]. Finally, the importance of the role of spatial planning in tackling climate change is highlighted by the fact that both vulnerability to climate change and adaptation/mitigation measures exhibit spatial characteristics [2,29,34].
Therefore, the factors determining an urban area’s potential for sustainable development and resilience promotion coincide with the factors influencing its capacity to adapt to climate change [4,35]. However, due to the fact that the role of spatial planning is often undermined, there is a possibility that the economic recession will shift the focus of spatial planning priorities away from social and environmental goals and towards economic development. If this were to transpire, then planning’s sustainability objectives would be considered a luxury rather than a necessity [20]. At the same time, resource constraints imposed by the economic crisis may limit planning activities related to climate change [25].
One of the best planning tools for both adaptation to and mitigation of climate change is Green Infrastructure (GI), which is based on an ecosystem approach. The term GI essentially refers to a multifunctional network of environmental and other assets. These assets are public and private, existing and new and cover all spatial scales. The design and management of this network both contributes to the sustainability of communities and enhances the local character of urban areas [26]. Assets forming that network could be street trees, green roofs and walls, private gardens, pedestrian and cycle routes, road and railway networks, pocket parks, city parks, regional or national parks, churchyards, school grounds, institutional open spaces, play areas, local nature reserves, sports pitches, allotments, vacant and derelict land, brownfield land, agricultural land, ponds/lakes, rivers and floodplains and urban-municipal plazas [3,36,37].
In the light of the above, the main aim of this paper is to demonstrate practically how a compact urban area can adapt to the coupled phenomena of climate change and UHI by better land use planning and urban design. Furthermore, it aims to demonstrate that this can happen even where the potential for intervention seems to be marginal due to its form, the complexities of the planning system and resource limitations. In order to achieve this aim, a case study in the Municipality of Kalamaria, in the compact part of the city of Thessaloniki, was chosen. After an analysis of the study area, which revealed the vulnerability of the municipality to climate change and UHI, a detailed revision of the statutory land use plan was formulated. The outcome proves that improvements to the UHI effect, and adaptation to climate change can be achieved in a compact built-up environment, through better urban planning and design.

2. Data Analysis and Methods for the Definition of the Vulnerability of the Study Area

Vulnerability to the UHI effect is determined by a combination of factors, such as higher temperatures and climatological trends, demographic factors, quality of life and other socio-economic components, as well as by urban design characteristics [2,3,11,38,39,40,41,42,43,44,45,46,47]. Therefore, data from the study area were classified according to three sets: climatic conditions/environmental data, including temperature, humidity, wind, rising sea levels, air pollutants; demographic data, including population change, demographic and socio-economic structure; and urban form data, including layout plan, building characteristics, land uses, densities, open spaces/Green Infrastructure.

2.1. Climatic Conditions/Environmental Data and Demographic Data

The Municipality of Kalamaria is situated on the southeast coastal area of the compact part of the city of Thessaloniki. It has an extensive sea front, with a total coastline of about 5.5 km, and an open, flood-protection, trench passage, Eastern Peripheral Trench (PT), in its northern part. The climate in Thessaloniki is Mediterranean, with cold and wet winters and hot and dry summers. Based on available data from the Hellenic National Meteorological Service [48], Thessaloniki also exhibits high humidity levels, which have increased in recent years. Moreover, since 1951, the temperature in the city has been increasing. The average annual temperature increased by more than 1 °C in the period 1958–1999 [48], and this trend is expected to continue. This consequence of climate change, along with the expected increase in extreme climatic events, such as heat waves, is likely to increase UHI intensity [12,13]. Studies have shown that Thessaloniki has become more arid and that, while the annual rainfall levels are significantly lower, rainfall itself has become heavier [49], which means an increased risk of flash floods. The average annual wind speed is relatively weak, reaching 5.5 Kt (knots), and its direction is northwest. Regarding the data on air pollution, the concentration values for nitrogen dioxide (NO2) and Particulate Matter (PM10) in the municipally exceed the baseline. This can be attributed to the increased traffic and central heating systems in houses. Finally, on Thessaloniki’s coast line, the sea level is rising at a higher level, 4.0 mm/year, than the global average of 1–2 mm/year. These facts indicate that the UHI effect and the rise of the sea level are two of the most crucial problems with which the Municipality of Kalamaria has to deal.
The above conclusion is supported by the demographic data. Indeed, the municipality, with a total population of 91,518 inhabitants (2011 Census [50]), exhibited a fairly high growth rate during the period 1991–2011, namely a total increase of 13%. This trend is likely to have led to increased pressure on resources (land, energy and water), a greater need for travel, higher population densities, etc. All of these features could have resulted in the observed intensity of UHI and climate change. Given that the felt effects of climate change depend on gender, age, education and social class [2,11,12,38,39,40,41,44,45,46,47], the Municipality of Kalamaria has a high degree of so-called “generic vulnerability” (Table 1). This is due to the fact that it features an increased percentage of elderly (over the age of 65), higher than the average in the Prefecture of Thessaloniki. More remarkable is the fact that over a 10-year period (2001–2011), the percentage of the elderly increased by 36% and by 27% in the Prefecture of Thessaloniki. This trend has been intensified in the current decade due to out-migration of younger people as a consequence of the economic crisis. The municipality featured a small increase in the population of small children (0–4 years old) in the period 2001–2011. Both of these groups are considered to be particularly exposed and sensitive to the impacts of climate change and find it harder to adapt [2,12,41,43,44,45,46,47,51,52,53]. The composition of population by sex was not examined as a variable, since the relevant studies report conflicting evidence [40,45,47]. Social isolation is another important factor determining vulnerability [41,44,45]. Even though the percentage of people living alone is low, it had a notable increase in the period of 2001–2011. Households with more than one person are considered to be less affected by heat stress, as they can seek and receive care when needed [41].
Regarding employment data, 15% of the employed population accounts for upper professions, while unskilled laborers account for just 1.6%. This socio-economic configuration represents a middle-class area, in contrast to the social structure of the Prefecture of Thessaloniki (Table 1). The demographic composition indicates that, on the one hand, the residents may have less environmentally-friendly lifestyles (high car ownership and use, high energy consumption, etc.), but, on the other hand, that they are more likely than people with lower incomes to adapt to new and more efficient technologies [16]. The higher educational level of the residents could also lead them to be more able to understand the impacts of climate change and therefore more open to new alternatives. This in turn could result in them being more willing to participate in both collective action and the decision-making process, thereby helping them to adapt more easily and efficiently. It is worth noting that the Municipality of Kalamaria exhibits a higher percentage of residents occupied in upper professions compared to that of the Prefecture of Thessaloniki. However, both the municipality and the prefecture exhibit high unemployment rates, which has increased dramatically after 2009 due to the economic crisis. Unemployment indicates a sensitivity of the population; it can be associated with social isolation, low income and poor living conditions, thus leading to vulnerability [41,44,46].

2.2. Urban Form Data

There are also physical environment factors that determine generic vulnerability, which relate to the urban form and urban fabric. Building obsolescence has been recognized as a vulnerability factor, since it can result in increased heat exposure of the residents. This is due to the fact that old buildings lack insulation and rely on natural ventilation (open windows and doors during hot weather) [41,44,45]. As shown in Table 2, only a small percentage of the residences in the municipality can be classified as old (built before 1970), while 27.2% of the residences do not have any form of insulation. Moreover, the building stock of the municipality is in better condition than that of the prefecture. Small living places can also influence vulnerability [41,46,47]. The proportion of residences with only one room and with a living area per person less than 15 m2 is low, an indicator that may reflect the higher socio-economic status of the municipality’s households. However, it is worth noting that, during 2001–2011, the percentage of residences with one room increased remarkably, both in the Municipality of Kalamaria and in the Prefecture of Thessaloniki.
Regarding “specific vulnerability”, the municipality has medium rise (4–5 story) buildings, and as can be seen in Figure 1, there are many street canyons, which demonstrate high aspect ratio values (high proportion of building height to road width). The high ratio results in the trapping of heat and gas pollutants. This situation is intensified by the building materials, as they emit heat, causing further warming.
It should be noted that Figure 1 presents a sample of roads where it was easy to obtain the data necessary for the application of the corresponding equation of Oke, 1987 [15]. This equation relates the aspect ratio to the UHI. For this reason, if we take into account only the geometrical characteristics of the roads, the equation must be regarded as illustrating a pathogenesis and a predisposition of the urban fabric to vulnerability. However, there are other factors that determine the vulnerability to the UHI effect. A typical one is the possibility of ventilation. Indeed, the municipality has several routes lying at right angles to the coast, and this layout allows, to a certain extent, the unimpeded stream of the northwest wind and, therefore, the ventilation of some part of the urban grid. However, there are still parts where the layout and position of buildings create a “wall”, hindering the unobstructed flow of air (Figure 2). Another important factor that increases the exposure, and thus, the vulnerability to, heat stress is population density [12,41,45]. Densities in the Municipality of Kalamaria are relatively high, often exceeding 400 inhabitants/ha (Figure 2).
As for the land uses, the present case study focused on recreational and commercial uses, as they generate more traffic pressure on urban areas than other land uses. The analysis shows that recreational uses are mostly sited on the coastal front, which is a well-ventilated area, so they do not create any particular air pollution problems. In contrast, commercial land uses are located mostly within the urban fabric, indicating that they put more pressure on these urban parts (Figure 3). Thus, we can assume that increased road congestion, and therefore, increased air pollution, combined with poor ventilation, will lead to an intensification of the phenomenon of the urban canyon. Other transport problems, which are related to parking, the poor condition of sidewalks and the lack of an attractive, comprehensive, integrated and well-designed pedestrian and bicycle network, were also observed during the fieldwork. Although the municipality is served by a relatively frequent bus service, the very high passenger rates, especially during peak hours, discourage the use of public transport modes.
Regarding GI, which has been examined in detail in Salata and Yiannakou, 2016 [54], the mapping of the public, or potentially public, assets (existing and planned open and green spaces, green niches, pedestrian routes, tree-lined streets, school and church yards, which are planted, sports pitches, cemeteries and the P.T.) indicated the following. Firstly, the municipality has a fragmented pattern of small-sized urban GI assets (mainly small green spaces and tree planting along a large part of the road network), representing 17.31% of the total area of the municipality. Secondly, just over 36% of the total GI asset areas have not been implemented yet, although they have been designated as green spaces by the statutory plan. Two such examples are the two barracks in the study area (Figure 1). In contrast, some spaces function as public green spaces even though they have different designated land use according to the statutory plan. As for the implemented green spaces, some of them are deserted, as they are not configured, nor maintained correctly. These function only as open spaces covered either with grass, or worse, with soil. This situation makes the provision of cooling during the day difficult. Thus, the condition of these spaces may contribute to the intensity of UHI, especially on hot days. This effect is intensified in those neighborhoods where there are also some non-built up areas, covered by soil. The Eastern P.T. also faces problems of degradation, which is a very concerning issue, as it is the main flood protection and drainage collector of Eastern Thessaloniki. This area functions as a natural ecosystem, on the edge of the compact part of the city, forming a long green corridor, and connecting natural elements (mountain, sea, streams) within the city of Thessaloniki. Furthermore, existing pedestrian routes are not linked to form a complete network, while the entire municipality, also, lacks a network of bicycle lanes and green roofs and/or facades. As a result, an absence of a network of open, green spaces and their interconnection with blue infrastructure can be observed. This absence can cause problems, such as an intensification of the UHI effect and localized flooding from overburdened drains and intensive precipitation.
However, field recordings demonstrated a satisfactory number of private GI assets. The municipality has several private gardens, small private open spaces between the buildings and rather rich greenery, with many trees on the sidewalks and flower beds on the pavement. Interestingly, the various green niches within the network of streets occupy a larger area than those of small parks. This fact emphasizes the importance that should be given to their management, aiming at facilitating natural ventilation and reducing air pollution and urban noise. The uncovered parts of many blocks are airy and/or consolidated and can be accessed from the street. This offers the potential to create green corridors, in combination with unstructured or derelict land and private parks. These private green spaces could contribute to improving the quality of the urban environment, providing shade and cooling, as well as allowing ventilation. In this way, these spaces could enhance the possibility of adapting to climate change. Another important GI asset is the physical configuration of the municipality’s sea front, which could help with ventilation and lessen the impact of rising sea levels.

2.3. Defining the Vulnerability of the Study Area

An examination of the combined effects of factors from the three datasets above allows us to identify a zone that is potentially more vulnerable to the coupled effect of climate change and UHI. This was achieved with a Geographic Information System (GIS) overlay analysis. Essentially, by mapping and then overlaying the layout pattern and urban form, we were able to identify a first zone that was prone to the increase of temperature (Zone 1, Figure 4). This mapping allowed us to examine the possible cooling effect provided by the wind through the roads parallel to the sea, by the density of urban units, by the commercial and recreational land use and by the traffic volumes.
Figure 4 depicts a second zone that is vulnerable to UHI and climate change, due to the lack of the ecosystem services usually offered by GI assets (Zone 2). This zone was identified by applying a set of criteria (for more information, see Salata and Yiannakou, 2016 [54]) to both existing and non-implemented GI assets of the municipality. These criteria are based on the relationship between the size of urban parks and their cooling effect (Park Cool Island (PCI)) (the PCI buffer zone of GI assets occupying an area of 0.15–2 ha is considered to be 100 m, for those of 2–20 ha 200 m, and for those whose size is bigger than 20 ha, the PCI buffer zone is estimated to be 300 m). It is worth mentioning that this analysis revealed the shortage of public spaces and, therefore, the need for the implementation of the statutory land use plan, specifically the implementation of green spaces. This implementation could contribute to a reduction of the vulnerable zone (Zone 3, Figure 4) by 28.6% (representing a reduction of 10.3% of the total area of the municipality that is not served by the PCI of the GI assets).

3. Spatial Planning Adaptation Strategy

It is a common argument that any effective planning regarding a city’s adaptation to climate change should be based on an integrated strategy. This strategy should not only increase the effectiveness of separate, piecemeal actions and their multiplier effects, but it should also increase the city’s resilience. Such a strategy should function as a field for the coordination of different interests and various actors, whose actions affect the forms of development in a specific area. For this reason, before proceeding to redesigning the statutory land use and layout plan, an overall adaptation strategy is proposed.

3.1. An Overall Adaptation Strategy

It is possible to develop a framework for the adaptation strategy at a municipal level. This framework could be based on the thematic strategies of the European Union regarding the urban environment (Commission of the European Communities, COM(2004) 60; COM(2005) 718) and take into account the characteristics of the study area (problems, opportunities and prospects) and the final desired objectives. The framework can function as a guide for local authorities’ effective management of the impacts of climate change in compact areas. The adaptation strategy, which is presented briefly below, combines elements of various proposals discussed in the relevant literature. It is structured according to four main themes: sustainable urban management, sustainable urban design, sustainable transport and sustainable buildings.
Sustainable urban management: Any strategy for sustainable urban development, including adaptation to climate change, presupposes the involvement of stakeholders in the decision-making process. It presupposes them being informed and educated about the adaptation policies and measures (through workshops, communication platforms, encouragement of community-based organizations, etc.). Such a strategy could generate new behaviors and new social norms, increasing awareness and facilitating the building of the community’s potential. The promotion of collaboration between the local authority and the citizens, as well as their cooperation with higher tiers of decision-making are essential.
Sustainable urban design: Both the preservation and protection of existing GI assets along with the implementation of the designated ones are of great importance. In conjunction, the prevention of further reconstruction on the sea front and the relocation of some built-up uses away from the sea front to other locations are essential. At the same time, the formation of a GI is a matter of necessity. This would consist of a network of assets that would connect green areas, other open public and private spaces within the building complexes, the coastal front, the large unused barracks, the city’s forest area through the Peripheral Trench and other assets. The formation of these green corridors would help the movement of air masses within the compact urban area, enabling cooling and ventilation. These green corridors would also help in tackling the UHI effect and urban canyons, along with facilitating the reduction of air pollution. Other benefits would be the protection against floods, coastal storms and the expected rise in sea level. This is due to the fact that GI can absorb a great deal of rainwater, leading to a reduction of the burden on the city’s sewage system and to increased biodiversity conservation. GI could also contribute significantly to the reduction of greenhouse gas (GHG) emissions and, so, to climate change mitigation, since GI assets can function as carbon sinks. In order to enhance GI assets, existing green corners that are formed along the roads could be widened, and new ones could be created, while planting of sidewalks should be encouraged. All of these should be implemented with a great deal of caution and proper planning because, as Oke (1989) [10] points out, the solution to one problem may be the cause of another. For example, street trees may hinder air flow and, thus, result in poor air quality.
Sustainable transport: One of the major advantages of a compact city with mixed uses, such as the one in our case study, is the short distances between the various functions and uses. Thus, priority could be given both to public and to alternative and more sustainable means of transport, such as cycling and pedestrian routes, which could be part of the GI. These measures would, in turn, contribute to tackling air pollution. Other measures that could easily be adopted in compact areas, in order to discourage the use of private cars, are speed limits, traffic calming measures and eco-driving.
Sustainable design and construction: Bioclimatic design and construction for each new building should be encouraged, including the planning of its location and orientation, in order to maximize the benefits of local conditions, such as natural ventilation and lighting. According to Greek law (Act 4067/2012), 2/3 of the non-built-up area within a building block should be planted, while enabling its integration into a network of free, public and accessible open spaces, solely for pedestrians. It is proposed that the remaining portion of the non-built-up area in this building block should be covered with “cool” materials. Green roofs and facades can also save energy by aiding heating and cooling, to absorb airborne pollutants and dust and to improve microclimate and ventilation of the urban area. Moreover, their integration into the proposed green corridor could encourage the creation of small ecosystems within the private building blocks.

3.2. Redesigning the Land Use and Layout Plan of the Vulnerable Area

Perhaps the greatest difficulty of a compact, densely built-up city, with correspondingly high land prices, is how to redesign the problematic sections of its layout plan, while avoiding large and costly interventions. This problem becomes more acute within the context of fiscal inability, due to the current economic crisis. The method followed in the present study was, firstly, to define the boundaries of the zone that was vulnerable to climate change and UHI within the municipality. This is presented above (Figure 4). Secondly, within this zone, fieldwork was conducted in order to document all of the GI assets in detail, along with the existence of non-built-up sites and their detailed uses, as well as documenting the characteristics of the road network and traffic conditions. Then, an evaluation of the availability of open green spaces, of the problems with poor ventilation, of traffic problems and of the degree of risk from rising sea levels was performed. Based on this evaluation, an urban area was defined. A second evaluation of the area was made, regarding the opportunities for adapting to climate change and UHI. On this basis, a detailed new design was produced according to the overall adaptation strategy displayed above. This new design essentially revises the existing authorized layout plan. One important consideration was that all changes suggested in the new design should be applicable within the existing provisions of the Greek planning system.
Figure 5 and Figure 6 illustrate the selected part of the vulnerable zone, which is located near the coast. One of the main goals of the new design is the creation of a linear, continuous green corridor along the coast line. Within this corridor, natural and green spaces will be protected, and under some circumstances, the existing land uses of sport and tourism-recreation could continue to be accommodated. In this way, it would be possible to protect against the expected rise in sea level due to climate change and to ensure the unimpeded flow of air into the urban area, which would reinforce urban cooling. As a result, the adaptive capacity of the municipality would increase. Therefore, one of the proposals is the creation of a coastal protected zone, in order to prevent any further construction on the coastal front and to reinforce land uses only for green space and sports. The existing green and open spaces should be remodeled and designed according to bioclimatic principles. In the longer run, it is advisable for any vulnerable uses, such as the school buildings, to be transferred to appropriate publicly-owned sites within the residential area. At the same time, the existing site could be turned into a green space. For the time being, other structures designated as “protected” buildings, such as the yacht club and one house building, do not obstruct the air flow, due to their low height. The same applies to the school building. As for the only privately-owned block built on the coastal front, it is proposed that the small vacant buildings should be demolished while preserving the existing uncovered parts between the buildings, so that air corridors could be formed.
In the remaining area of the selected urban part, the preservation of existing GI assets and the creation of new ones is essential. This process should take place alongside the integration of these assets into a coherent network. The bioclimatic design of these spaces should be encouraged. Additionally, certain small buildings could be demolished or relocated within the existing site, to encourage the free flow of air. Special consideration has been given to the uncovered parts of blocks, which have been redesigned as obligatory private green space, to create corridors for easing the air flow (Figure 6). Urban design measures, such as the use of heat-absorbent construction materials and structures and the increase of the albedo of buildings and pavements, can contribute to reduce the local temperature [2,43].
Of particular note is the fact that, when the criteria relating to their PCI buffer zone are applied to the proposed GI assets themselves, then it appears that the urban space being examined is no longer vulnerable to UHI (Figure 7). Taking into account only the built up area of the selected urban part, a reduction of 69.3% is achieved in the zone vulnerable to UHI. This is based on the urban form and the PCI of existing GI assets. If we take into account the most vulnerable zone, the reduction achieved is 91.3%. Furthermore, this redesigning approach could help the local authority to plan its actions more effectively, by giving priority to the implementation of those GI assets that are bigger than 0.15 ha. It could be argued that giving priority to the implementation of GI assets of larger size (especially those over 20 ha) is more costly. However, in the long run, it is more cost effective. The municipality could also promote voluntary work, especially on private GI assets, to reduce costs.
Another point worth mentioning is the fact that the implementation of this new design in the selected part may result in an almost 16% reduction of the total vulnerable zone in the municipality (i.e., the vulnerable zone based on the urban form, as well as the PCI of the existing GI assets). It may also result in a 7% reduction of the most vulnerable zone of the municipality. These figures demonstrate that the redesign of even a small part of the urban area can make a significant contribution to the tackling of the combined effect of climate change and UHI. However, it should be stressed that the above-mentioned cooling effects and the figures regarding the reduction of the vulnerable zones are indicative. This is because established standards do not exist, and the PCI of every GI should be determined by separate in situ measurement and fieldwork.

4. Discussion and Conclusions

The relationship between urban form and the combined effect of climate change and UHI is still an open question, in the relevant literature, as well as in spatial planning practice. Compact cities are commonly accepted as a sustainable form of urban development, as this form allows for a wider sustainable development strategy to be applied (less pressure on natural resources, shorter distances and less journeys, easier use of slow and public modes of transport, etc.). However, compact cities face a number of acute problems, such as high levels of traffic, congestion, lack of open spaces and decaying building stock. These are all issues related to climate change and UHI. As we usually encounter this particular urban form in the older parts of larger metropolitan areas, planning and redesigning them is a very difficult task. The present paper attempted to show that, despite the serious problems of a compact city, such as those existing in many Greek cities, and despite the inadequacies in the availability of effective planning tools, there is still room to improve the local urban form and environment. These improvements would enable local authorities to cope with the impacts of a changing climate and, eventually, to improve the local quality of life.
The case study of the Municipality of Kalamaria in the city of Thessaloniki illustrates that a compact city is a place that faces a number of impacts related to climate change and UHI. It also illustrates that at the same time, it offers opportunities for adaptation. First of all, the inadequacy of the fragmented, small-sized urban GI assets, in the tackling of climate change and UHI, is pointed out, along with the necessity of an integrated network of GI assets. Another key finding is that the proposed planning and design strategy does not require major changes or modifications of the existing statutory plan. This means that if the planning system in Greece were to become a little more flexible, the implementation of adaptation policies would be feasible. This rationale supports the view that climate change can reshape spatial planning. Moreover, the proposed adaptation measures do not jeopardize mitigation; on the contrary, they develop synergies between them.
Special emphasis should be given to the participation of residents and other actors in the planning process, as well as to their contribution through volunteer work and funding. This is crucial, given the current economic recession and the limitation of resources. Moreover, the implementation of a strategy, such as the one proposed, would help with city marketing and branding, which in turn would boost the local economy. What is worth mentioning is that GI can both encourage voluntary actions and deliver economic benefits, along with the environmental and social ones [36]. Therefore, based on the above-mentioned findings, we can state that an adaptation strategy based on GI could contribute to both the sustainable development and the resilience of compact urban areas.
Finally, the lack of sufficient data, regarding the relationships between the compact city, climate change and UHI, should be highlighted. Reliable data and verifiable measurements of urban structure, atmospheric pollution and climate-meteorological data, as well as detailed and accurate mapping of existing GI assets (especially private gardens and uncovered parts of blocks) are generally inadequate in Greece. This situation poses a serious challenge for spatial planning, as problems presented by climate change and UHI cannot be identified, and so, appropriate policies cannot be formulated. Our spatial planning system should therefore take up the challenge and structure a comprehensive national framework for addressing climate change. This could be achieved by integrating previous knowledge and good practices that have been acquired, in relation to urban areas, climate change and UHI. Thus, future research in Greece should focus on the acquisition of the relevant data, the quantification of the results of strategies, such as the one proposed, and on the content of beneficial revisions and amendments to existing spatial plans.

Author Contributions

The two authors contributed substantially and equally to the research and writing of the presented paper. Both authors read and approved the final manuscript.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Urban heat island intensity in specific roads within the municipality. ∆Tu-r(max): urban heat island intensity.
Figure 1. Urban heat island intensity in specific roads within the municipality. ∆Tu-r(max): urban heat island intensity.
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Figure 2. Population density and parallel to the sea routes. Inh: inhabitants.
Figure 2. Population density and parallel to the sea routes. Inh: inhabitants.
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Figure 3. Commercial and recreational land uses in conjunction with traffic volumes.
Figure 3. Commercial and recreational land uses in conjunction with traffic volumes.
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Figure 4. Vulnerable area in the municipality (modified from Salata and Yiannakou, 2016 [54]). PCI, Park Cool Island; GI, Green Infrastructure.
Figure 4. Vulnerable area in the municipality (modified from Salata and Yiannakou, 2016 [54]). PCI, Park Cool Island; GI, Green Infrastructure.
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Figure 5. Current situation of the selected section and evaluation.
Figure 5. Current situation of the selected section and evaluation.
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Figure 6. Proposed revision of the layout plan of the selected section.
Figure 6. Proposed revision of the layout plan of the selected section.
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Figure 7. Reduction of the vulnerable zones.
Figure 7. Reduction of the vulnerable zones.
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Table 1. Demographic and socio-economic factors of generic vulnerability.
Table 1. Demographic and socio-economic factors of generic vulnerability.
Demographic and Socio-Economic Factors20012011Demographic Shift 2001–2011Percentage of the Total Population, 2001 (%)Percentage of the Total Population, 2011 (%)
Municipality of Kalamaria
Residents aged 0–4454747143.675.055.15
Residents aged 65+11,58415,73335.8212.8617.19
Married44,77745,6812.0249.7049.91
Members of single households5592975174.376.2110.65
Employed residents with upper professions 13,710 39.83 1
Employed residents with lower professions 1457 4.23
Residents with high educational level18,66926,63742.6820.7229.11
Residents with low educational level95767301−23.7610.637.98
Sex ratio91.1189.29
Ageing index82.57120.53
Dependency ratio39.7246.06
Prefecture of Thessaloniki
Residents aged 0–455,92758,6634.895.165.28
Residents aged 65+150,282191,03327.1213.8617.20
Married527,384543,1452.9948,6548.91
Employed residents with upper professions100,143106,6946.5424.0528.88
Employed residents with lower professions35,03529,090−16.9724.0528.88
Residents with high educational level157,767219,45139.1014.5519.76
Residents with low educational level137,266114,935−16.2712.6610.35
Sex ratio94.0391.66
Ageing index89.19113.51
Dependency ratio41.6647.85
1 The percentage of residents with upper and lower professions for both the municipality and the prefecture, for 2001 and 2011, refers to total employees.
Table 2. Urban form factors of generic vulnerability.
Table 2. Urban form factors of generic vulnerability.
Urban Form Factors20012011Demographic Shift 2001–2011Percentage of the Total, 2001Percentage of the Total, 2011
Municipality of Kalamaria
Residences built before 1970 5886 13.01
Residences without insulation 45,233 27.19
Residences with only one room4452157348.721.164.77
Dwelling density (under 15 m2 per inhabitant) 722 1.96
Prefecture of Thessaloniki
Residences built before 1970130,660158,94721.6536.8227.04
Residences without insulation 587,927 33.34
Residences with only one room762834,680354,641.555.90
Dwelling density (under 15 m2 per inhabitant) 15,530 3.62

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Yiannakou, A.; Salata, K.-D. Adaptation to Climate Change through Spatial Planning in Compact Urban Areas: A Case Study in the City of Thessaloniki. Sustainability 2017, 9, 271. https://0-doi-org.brum.beds.ac.uk/10.3390/su9020271

AMA Style

Yiannakou A, Salata K-D. Adaptation to Climate Change through Spatial Planning in Compact Urban Areas: A Case Study in the City of Thessaloniki. Sustainability. 2017; 9(2):271. https://0-doi-org.brum.beds.ac.uk/10.3390/su9020271

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Yiannakou, Athena, and Konstantina-Dimitra Salata. 2017. "Adaptation to Climate Change through Spatial Planning in Compact Urban Areas: A Case Study in the City of Thessaloniki" Sustainability 9, no. 2: 271. https://0-doi-org.brum.beds.ac.uk/10.3390/su9020271

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