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Article

Preparation and Characterization of Ultrasound Treated Polyvinyl Alcohol/Chitosan/DMC Antimicrobial Films

1
College of Food Science, Sichuan Agricultural University, Yaan 625014, China
2
School of Materials Science and Engineering, Southwest Jiaotong University, Chengdu 610031, China
3
California NanoSystems Institute, University of California, Los Angeles, CA 90095, USA
*
Author to whom correspondence should be addressed.
These authors contributed equally to the work.
Submission received: 8 August 2019 / Revised: 27 August 2019 / Accepted: 12 September 2019 / Published: 15 September 2019

Abstract

:
In this research, chitosan (CS) and poly (vinyl alcohol) (PVA) were adopted as a material, methacryloyloxyethyl trimethyl ammonium chloride (DMC) was added in various concentrations and was treated ultrasonically for the formation of films with the use of the polymer blending method. The influences exerted by the ultrasonication period on PVA/CS/DMC antimicrobial active materials underwent material characteristic tests. The consequences revealed that at the break of the compound films, ultrasonication raised the elongation and tensile strength on the whole. Ultrasonication further or also enhanced the light transmittance performance and composite films’ barrier property. Furthermore, the compound film with a DMC concentration of 2% had good antibacterial properties, the film’s inhibition rates against Staphylococcus aureus and Escherichia coli after ultrasonication were 79.23% ± 1.92% and 72.31% ± 1.35%, respectively.

1. Introduction

Over the years, health-related food packaging has attracted people's attention [1,2]. First, most of the food packaging materials that circulate commercially are petrochemical polymers not capable of being decomposed by bacteria, affecting physical safety and marine circumstance [3]. In addition, most food packaging cannot keep food fresh, which can be unhealthy [4]. Thus, it is particularly important to research a safe, cheap, antimicrobial, and biodegradable polymer film as a food packing material. Among all of the degradable polymers, poly (vinyl alcohol) (PVA) and Chitosan (CS) have aroused rising interest for their film-forming properties and prominent biocompatibility [5,6].
Many studies have already explored the composite films’ antimicrobial nature [7]. CS is a unique polysaccharide isolated from crustacean wastes, showing a broad application in food preservation [8]. CS has good film-forming capacity and barrier properties. Furthermore, CS is highly antimicrobial against pathogenic and spoilage microbes (e.g., Gram-negative and bacteria Gram-positive bacteria).
Nevertheless, the mechanical properties of pure CS are weak. It can only be dissolved in acidic media and loses its antibacterial activity at pH > 6.5 [9]. The most effective way to address these shortcomings is to mix CS with other polymers (e.g., gelatin) [10], polylactic acid (PLA) [11], poly (vinyl alcohol) (PVA) [12]). PVA refers to a non-toxic synthetic polymer with prominent solubility and film-forming nature. PVA film exhibits high strength, non-toxicity, and is acid and alkali resistant [13]. Due to the compatibility of PVA, CS can be repaired by the hydrogen bond structure to enhance the mechanical properties of CS [14]. Many existing studies have used physical and chemical approaches for preparing PVA/CS composite membranes (e.g., polymer blending, chemical modification, graft copolymerization and crosslinking) [15]. To be specific, polymer blending is an easy-to-achieve and feasible approach extensively adopted for preparing PVA/CS composite films. The mixing of chitosan and PVA is advantageous because both of them are polar materials with considerable hydroxyl categories in their chemical structure. The mentioned polar hydroxyl groups often form intermolecular and intramolecular hydrogen bonds. Hydrogen bonds formed between chitosan and polyvinyl alcohol are beneficial in promoting the local stability of chitosan and polyvinyl alcohol, and thus improving the miscibility of chitosan and polyvinyl alcohol [16]. The influences exerted by different plasticizers on various biopolymers have been explored [17]. Nevertheless, the moisture barrier of the film is likely to be decreased by the hydrophilicity of hydroxyl groups on PVA and amine groups on CS. Reactive monomers with vinyl and quaternary ammonium functional groups (e.g., 2-[(methacryloyloxy) ethyl] trimethylammonium chloride) can be copolymerized by self-polymerization or with other unsaturated monomers for the formation of multiple functionalities. With the material and the presence of quaternary ammonium salt groups, the entire functional material molecule exhibits cationic properties. Of all cationic monomers, 2-[(methacryloyloxy) ethyl] trimethylammonium chloride (DMC) refers to the industrial comonomers with the highest popularity used with acrylamide as flocculants [18,19,20,21]. In existing studies, 2-[(methacryloyloxy) ethyl] trimethylammonium chloride (DMC) has been the monomer analyzed and employed for producing polysaccharide-based flocculants to treat effluents [19,22]. Furthermore, chitosan was reported to be modified for producing flocculant [23,24].
This study aimed at studying PVA/CS/DMC blend films’ antibacterial, physical, and structural natures. With the use of Fourier transform infrared (FTIR) spectroscopy, we described the characteristics of the films. Light transmission, water vapor permeability (WVP), and mechanical properties were studied as well. We assessed the antimicrobial activity against Gram-positive (Staphylococcus aureus) bacteria and Gram-negative (Escherichia coli). To more quickly extract DMC and accelerate its dissolution, ultrasonication was applied to mix DMC, PVA, and CS. Then, we explored the intermolecular interactions. These results are added to the literature because the results stress the role of ultrasonication to potentiate the properties of active packaging materials.

2. Materials and Methods

2.1. Materials

Shandong Aokang Biotech Ltd (Jinan, China) provided Chitosan of 90% deacetylation degree and molecular weight (Mw) of 2.8 × 105. Acetic acid (2%, v/v) (Junsei, Tokyo, Japan) was employed to dissolve CS. Wuxi Beinuo Biological Technology (Jiangsu, China) provided PVA (Mw = 7.6 kDa, Mw/Mn = 1.32) powders. Guoling Instrument, Inc. (Wuhan, China) provided acetic acid (glacial 100%, water solution). Other chemicals belong to analytical grade, and they were used as acquired. Chengdu Kelong Reagent Co. (Chengdu, China) provided E. coli and S. aureus, unless otherwise stated. DMC was provided by Wuxi XinYu Chemical Technology (Jiangsu, China).

2.2. PVA/CS and PVA/CS/DMC Films Preparation

Figure 1 shows we fabricated PVA/CS/DMC and PVA/CS composites by blending the different components together. Solutions of 10% (w/v) PVA and 3% (w/v) CS were resolved in the same acetic acid solution volume separately (2%, v/v). To form a homogenous PVA/CS solution with the volumetric proportion of 1:1, the CS solution and PVA solution were mixed and stirred for 0.5 h. DMC (2, 4, 6, 8 g) solutions with different quantities were dropped into PVA/CS solution and energetically stirred for 24 h using a magnetic stirrer to ensure mixed homogeneity [25]. Glycerol (2 mL per 200 mL of film-forming solution) was used as a plasticizer. The consistent solutions were kept at about 25 °C for 24 h to take away bubbles forming throughout stirring. To detect the influence exerted by ultrasonication on film-forming performance, each solution was subjected to ultrasound in the ultrasonic limpid cav at an ultrasonic frequency of 40 kHz and power of 50 W [26]. PVA/CS/DMC blend film was planned as a composite film using a slight layer of a homogeneous blend on a Teflon pane. Subsequently, we incubated the composite film in an oven for 24 h at 40 °C to remove solvents; then we placed it in a vacuum oven for 24 h at 40 °C to remove all remainders. Blend films of PVA/CS/DMC at different concentrations were acquired (Table 1) and stored in a desiccator.

2.3. Fourier-Transform Infrared Experiment

For the identification of the chemical constitutions of the potential interactions and the PVA/CS/DMC composite films between their compositions, we used attenuated total reflectance Fourier-transform infrared (ATR-FTIR, Bruker Gmbh, Ettlingen, Germany) spectrometry. We employed a small-scale slice split from every composite film. We explored the samples with 100 total scans per sample, the sample scan time of 32 s, the background scan time of 32 s, scanner velocity of 2.2 kHz, an aperture setting of 6 mm, the range of 650 to 4000 cm−1 and a resolution of 4 cm−1, in the range of 650 to 4000 cm−1. With the use of a Bruker 66 spectrometer (Ettlingen, Germany), in the absorbance mode, we recorded spectral outputs as a wave number function [26].

2.4. Thickness

With the use of a handheld micrometer (Tactix 245311, Meridian International Co. Ltd, Shanghai, China), the film thickness was measured to the nearest 0.01 mm. We performed measurements in at least seven random locations of every film preconditioned, of which the values were expressed as mean ± standard deviation (SD). For determining opacity, mechanical properties, and water vapor permeability (WVP), we employed mean values.

2.5. Water Vapor Permeability

Through the measurement of the water vapor transmission rate (WVTR) using the ASTM method E96-00 [26], sample films’ water vapor permeability was measured. Such value was ascertained with the technique of Zhang et al. [27]. Over the vial (15 mm diameter) that contains 10 mL of water, we mounted the films for the measurement of WVTR. Subsequently, with a saturated solution of ammonium sulfate, we placed the vials in a desiccator at 37 °C. We built a weight loss vs. time plot and weighed the assembly at regular intervals. According to the plot’s slope, we obtained the WVTR as:
WVTR ( g m 2 d ) = slope × 24 / A
where g represents the quality of water vapor per unit area per unit time. m represents the area of the film. d represents a day. A represents the permeation area of the sample (m2).

2.6. Light Transmittance

In terms of the composite films exhibiting a smooth surface free of damage, light transmittance was gauged. With the technique of Yu et al., we ascertained such value [28]. We split films into strip-like samples, each 10 mm in width and 50 mm in length. Then, on a UV–visible spectrophotometer (Shanghai Yuan Analysis Instrument Co., Ltd, Shanghai, China), we placed the samples in close contact with the 1 cm cuvette inner wall for a light transmittance measurement at 600 nm. A blank cuvette acted as blank control. We performed the measurement in triplicate and took the average values into account here.

2.7. Color Properties

With the use of a HunterLab ColorFlex (Xinlian Creation Electronic Co. Ltd., Shanghai, China), we evaluated the color of the films. With the use of the methods of Vaezi et al., we tested the color properties of specimens [29]. We ascertained color values of L* (luminosity), a* (negative-green; positive-red), and b* (negative-blue; positive-yellow). We followed a standard plate, and CX 2064 was adopted as standard [29]. The total color difference (ΔE*) was calculated by
Δ E = [ ( Δ L ) 2 + Δ a 2 + Δ b 2 ] 0.5
where ΔL = L*standard − L*sample, Δa = a*standard − a*sample, Δb = b*standard − b*sample. The standard plate’s color parameter values include L* = 89.05, a* = 1.97, b* = −5.96.

2.8. Tensile Properties

With the use of the methods presented by Peng et al. [30], we tested the specimens’ tensile strength and breaking elongation rate. Specimens were split to 10 mm × 80 mm in size and placed using HD-B609B-Stensile tester (Haida International Equipment Co., Ltd., Dongguan, China); we achieved a stretching rate of 250 mm/min.

2.9. Density Test

The composite film was split into specimens with area (s). A thickness gauge was used to measure the thickness (d), calculated as the average of one point at the center of the specimen and four more spread around with an accuracy of 1 μm. The mass (m) was ascertained by an electronic scale with an accuracy of 0.1 mg; s is the specimen area; to calculate the film density (ρ), Equation (3) was employed. The samples were treated at constant temperature (23 °C) and humidity (50%) before testing. For each film specimen, we repeated the above steps 3 times, and we obtained the mean values [31].
ρ = m s × d

2.10. Biodegradability in Soil

For 30 days, we buried PVA/CS/DMC biodegradable films in the soil. According to the films’ weight loss various time, the films’ degradation curve can be calculated [32]. We buried the sample into the soil 10 cm away from the earth’s surface. Every 5 days, we removed buried samples from the soil, cleaned them with deionized water, dried them at 60 °C until the weight of the films did not vary. Sample degradation percentage was calculated by the formula below:
I s ( % ) = ( w w i ) / w   ×   100
where Is is the degradation percentage. w and wi are the initial weight and the weight at different burial times of the films after being washed and dried.

2.11. Moisture Content

Through the measurement of weight loss by drying in an oven at 110 °C until the sample reached constant weight (dry sample weight), we ascertained the films’ water content. We analyzed samples in triplicate. Given the initial weight and the dry weight of each conditioned sample, we obtained equilibrium moisture content (%) [33].
Then, we ascertained the moisture content in the film by [34]:
Moisture   content ( % ) = ( M i M t ) M i × 100
where Mi and Mt presented the weights of film sample before and after drying, respectively.

2.12. Antimicrobial Experiment

We tested the composite films with the most prominent whole properties for their bacteriostatic performance applying the colony that counted approach. Escherichia coli (ATCC-25922) and Staphylococcus aureus (ATCC-25923), the Gram-positive bacteria and most typical gram-negative, acted as the exam bacteria, respectively [35]. We split the experimental and constraint group of samples into slices. Next, we weighed and put 1 g (dry weight) of a sample into Erlenmeyer flasks for high-temperature sterilization. Next, we poured 50 mL of the NA solutions (NA prepared by 1 mL nutrient broth + 499 mL 0.8% NaCl) into the flasks. We transferred Escherichia coli and Staphylococcus aureus via inoculation loops into the flasks filled with 150 mL of nutrient broth. The bacteria were incubated at 37 °C with continuous stirring for 24 h. Subsequently, we injected 1 mL of the incubated broth medium into two Erlenmeyer flasks, one covering the sample and the other covering NA solution. We incubated the two flasks at 37 °C for 24 h while being stirred. Then, we suctioned and uniformly coated 100 μL of the incubated sample solution on a solid medium. Next, it was incubated in a constant temperature incubator at 37 °C for 24 h. Afterward, we removed the incubated solid medium and counted the colony. We performed the whole operation under aseptic conditions. We obtained the bacteriostatic rate by:
Bacteriostaticrate ( % ) = W t Q t W t × 100 %
In the above formula, Wt refers to the colony count of a PVA/CS film in the control group, while Qt refers to the colony count of a PVA/CS/DMC composite film in the experimental group.

2.13. Statistical Analysis

We tested many samples, with the results expressed as mean ± standard deviation. We separated the means by Duncan’s multiple range test. The obtained values were subjected to analysis of variance (Super ANOVA, Abacus Concepts, Inc., Berkeley, CA, USA), with p values of <0.05 considered significant.

3. Results and Discussion

3.1. FTIR Analysis of PVA/CS/DMC Composite Films

To survey the compatibility and the interactions in the PVA/CS/DMC blend films, FTIR analysis was used [36]. The FTIR spectra of DMC, PVA, CS, and the blend films are demonstrated in Figure 2. In the spectrum of pure CS, the absorption peaks around 1595 and 1654 cm−1 belong to bending and asymmetric stretching of acetamido groups, respectively. CS gave peaks at 3300 cm−1, and 1030 cm−1 representing OH absorption and glycosidic bond absorption, respectively. In contrast, the characteristic peaks of the pure PVA film embodied a peak belonging to O–H and stretched vibration at wavenumber 3300 cm−1, another peak belonging to CHOH stretched vibration at 1258 cm−1 while other noticeable peaks at 1713 and 1142 cm−1 belong to C=O stretching vibration of ester bond and carboxyl C=O groups, respectively. The absorption peak at 2941 cm−1 belongs to the bending vibrations of C–H bonds, agreeing with the literature that was previously reported [37]. There was an interaction between CS and PVA, provided the typical peaks of PVA and CS are viewed with a little shift in their frequencies [38]. For all PVA/CS films, the typical bands were similar to those of PVA; strong amorphous carbonyl stretching vibrations of PVA remained constant in all films. The peak intensity grew with raised CS contents. Because of hydrogen bonding between the hydroxyl groups of PVA and hydroxyl or amine groups of CS in the mixed films, the typical figure of the CS spectrum varied, and the peak moved towards a more down frequency range [39]. The FTIR spectrum of the DMC film presented in Figure 2 shows three absorption peaks for the copolymer at 1719, 1456, and 953 cm−1 that are characteristic of the DMC unit and resulting from the ester group, ethylene group, and methyl group of quaternary ammonium in the DMC unit, respectively [1,18]. The FTIR spectrum of the PVA/DMC film, shown in Figure 2, compares the infrared spectra for the PVA/DMC composite counterparts and properties in which the PVA films suggested that the addition of DMC down-regulated the intensity of O–H absorption peaks, i.e., both inter-PVA and intra-PVA hydrogen bonds were down-regulated by the addition of DMC. The new distinctive bands at 1718 cm−1 that were assigned to the CO stretching vibration concerning the infrared spectra of PVA/CS/DMC composite films, the hydroxyl-stretching vibration area in the wavenumber scope of 3500 to 3000 cm−1, and the CO stretching vibration area in the wavenumber scope of 1200 to 1000 cm−1 was comparatively sensitive to compositional alterations in the films. In brief, PVA/CS films revealed that the O-H assimilation peaks moved from 3300 cm−1 in the pure films to 3297 cm−1 in the composite films by ultrasonication comparison of infrared spectra for the PVA/CS/DMC composite counterparts and properties, highlighting the formation of a new hydrogen bond between the DMC and PVA molecules. Both, Siddaramaiah et al. and Kubo et al. confirmed the formation of interacting hydrogen bonds between PVA and substances introduced through their experiments [40,41].
Ultrasonic processing, to some extent, impacted the hydrogen bonds formed between the PVA and DMC molecules, as illustrated in Figure 2. The reason for this is probably the cavitation influence of the ultrasonic wave, which could have broken the hydrogen bonds that are constituted between DMC and PVA, thereby releasing the intermolecular hydroxyl groups and improving their absorption peak intensities. Furthermore, the super-mixing influence intensified molecular movement, breaking of hydrogen, and thereby, speeding up the constitution of bonds [41].

3.2. Morphology of PVA/CS/DMC Composite Films

Morphology of PVA/CS/DMC composite films is shown in Figure 3 and Figure 4. PVA/CS/DMC composite films forming solutions were fabricated using various DMC concentrations. When the solution is dry, the film was easy to remove from the casting vessel. It is suggested that the composite films’ solutions were more homogeneous at the concentration of DMC of 2% and under the ultrasound time of 30 min. PVA/CS/DMC-2-30 min composite films were visually homogeneous, clear, smooth, and flexible. It has been verified that the turbulent effect of ultrasonic cavitation brought about collision and high-speed oscillations of the particles, thus facilitating the interaction between composites and making them disperse more uniformly.

3.3. Water Vapor Permeability of PVA/CS/DMC Composite Films

The water vapor loss of PVA/CS/DMC films is presented in Figure 5. The WVTR of PVA/CS-1, PVA/CS-2, PVA/CS-3, and PVA/CS-4 were 0.097, 0.105, 0.131, and 0.136 g/m2/day, separately. In the meantime, WVTR of the blank sample acquired from a water-free surface was 0.075 g/m2/day. Accordingly, as a composite film, PVA/CS/DMC-1, PVA/CS/DMC-2, PVA/CS/DMC-3, and PVA/CS/DMC-4 could up-regulate the evaporative water loss by 29.33%, 40.00%, 74.67%, and 81.33% to yield a moist environment [42]. Compared with PVA/CS, PVA/CS/DMC-2, PVA/CS/DMC-3, PVA/CS/DMC-4 composite films indicated significantly higher WVP (p < 0.05). One is the hydrophilic nature of CS, probably facilitating water molecules’ transport via the film [43], and the less crystallinity of composite films exhibiting larger higher CS contents [36]. The other, a more open matrix formation in PVA/CS/DMC composite films, where the polymer chains are packed in a lower dense manner attributed to the more extensive hydration layers of CS [27].
As shown in Figure 5, Water vapor loss can be reduced by ultrasound for 30 min, which is better than 1 h by ultrasound. It has been testified that the turbulent effect exerted by ultrasonic cavitation leads to collision and high-speed oscillations of the particles, thus accelerating the interaction between composites and making them disperse more uniformly [42]. Owning to fixed vibration exhibiting high frequency, all substances of polymers could be vibrated with high kinetic energy to be able to move. The kinetic power leads to the probability of DMC to separate separately as well as distribute homogeneously in the matrix consequently. It facilitates the interaction between DMC and PVA/CS and makes the structure of composite films more compact, thus reducing the WVP of composite films. Density measurements can also illustrate this point. However, when the ultrasonic time was too long (60 min), which may cause the excessive damage to the polymer, excessive pores on the polymer surface resulted, thus increasing its WVP [42].

3.4. The Light Transmittance of PVA/CS/DMC Composite Films

As demonstrated in Figure 6, the PVA/CS films illustrated an increase in light transmittance after DMC addition. The rising concentration of DMC could enhance the light transmittance of PVA/CS compound films. Under the concentrations of DMC at 1%, the light maximum transmittance is 89.65% ± 0.32%, 7.60% higher than that of PVA/CS composite films (p < 0.05).
PVA/CS/DMC composite films’ light transmittance could be enhanced through ultrasonication. With the extension of ultrasonication duration, an increasing trend was illustrated by light transmittance of PVA/CS/DMC composite films generally, and then by a decrease. The light transmittance that was reached for the highest value was lighted by him when the films were processed for 30 min. In brief, after 30 min of ultrasonication, 15.2% ± 2.95% by the light transmittance of the composite PVA/CS/DMC film with DMC at the concentration of 2% was reached. These consequences may be due to the super-mixing impact of ultrasonication, which may have led to the more uniform DMC molecules distribution in the composite films and lowered the presence of the bubbles in the solution.

3.5. The Measurement of Color Properties and Opacity of PVA/CS/DMC Composite Films

The color and opaqueness of the bioactive eatable films, as a packaging material, are essential factors concerning consumer acceptance. The effects of the type of DMC concentration on the optical properties of the composite films are indicated in Table 2. The opacity consequences and color implied that the PVA/CS/DMC films were colorless and pellucid. These PVA/CS/DMC films could then be used as packaging for products demanding high transparency as it allows the consumer to observe the product through colorless material. According to our findings, The L* values were between 87.37 and 88.17 (Table 2) suggesting that the PVA/CS, PVA/CS/DMC-1, PVA/CS/DMC-2, and PVA/CS/DMC-3 show a slight tendency towards lucency. The a* (green–red) values between −0.15 and 1.26 (Table 2) reveals that the PVA/CS, PVA/CS/DMC-1, PVA/CS/DMC-2, and PVA/CS/DMC-3 show a slight tendency towards redness and the PVA/CS/DMC-4 films to greenness. The b* (yellow–blue) values were between −5.51 and −3.29 (Table 2), implying that the PVA/CS, PVA/CS/DMC-1, PVA/CS/DMC-2, and PVA/CS/DMC-3 show a slight tendency towards blueness. Ultrasonication has a certain effect on film color. Under the ultrasonic time of 30 min, the L*-value and b*-value of the PVA/CS/DMC films increased slightly (p > 0.05), while the a*-value decreased slightly (p < 0.05). However, when the ultrasonic time was prolonged to 60 min, the ultrasonication led the L*-value, b*-value, and a*-value decreased slightly (p < 0.05).

3.6. Mechanical Properties of PVA/CS/DMC Composite Films

A signification of the strength and elasticity of composite films is provided by tensile testing [39]. The PVA/CS fiber without DMC exhibited an elongation at break of 240.57% ± 5.70% and tensile strength of 20.83 MPa ± 1.54 MPa (Table 3). At the identical ultrasonic time, when the DMC concentration grew from 1% to 4%, the tensile strength of the fiber grew first then declined on the whole, while the elongation at break generally grew first then declined. [26]. When DMC concentrations of the composite film were at 2%, the elongation at break was the highest at 273.70% ± 4.86% (without sonication), 13.83% better than PVA/CS film 240.44% ± 6.19%. With the rise in the dosage of DMC, DMC that is inclined to aggregate to decrease the surface free power, caused a decline in the hydrogen that bonded between DMC and the polymers. Accordingly, the general strength of composite films was declined [43]. In the present research, when the DMC content got to 8 g, the tensile strength falls intensely to 3.19 MPa ± 0.62 MPa since this high concentration of DMC could not be assimilated homogeneously into the film matrix [44]. The film thickness was slightly affected by DMC addition, presumably because the additives were able to be widely distributed in CS matrix.
Strain and tensile strength are shown in Table 3 at the break of the films that are produced from the non-sonicated and sonicated composite films. Over time, the tensile strength values for all sonicated composite film (0% ~ 2%DMC) were higher than that for the non-sonicated ones owning to the enhanced interfacial hydrogen that bonded between it and matrix. However, as with increasing the time of the ultrasound, the sonicated composite films’ tensile strength (3% ~ 4%DMC) was lower than that for the non-sonicated ones. When the ultrasonic time was 30 min, the elongation at the break of the films increased significantly (p < 0.05), whereas its tensile strength generally displayed a decreasing trend. However, when the ultrasonic time was extended to 60 min, the overall mechanical properties of the film were decreased by ultrasonication.

3.7. Density Test of PVA/CS/DMC Composite Films

PVA/CS densities are indicated in Table 3 and other PVA/CS/DMC composite films in the case of varying ultrasonication time [7]. In comparison with the PVA/CS composite film, different concentrations of DMC slightly impacted the density of the composite film. By increasing the DMC concentration, we observed an increment in the density of composite films at initial times, whereas it declined at later stages. The concentration of DMC at 2% was found as the maximum 1.33 g/cm3 ± 0.07 g/cm3.
Present findings revealed that the density of the PVA/CS, PVA/CS/DMC-1, PVA/CS/DMC-2, and PVA/CS/DMC-3 composite films increased significantly at the ultrasonic time of 30 min. (p < 0.05), but when the ultrasonic time was extended to 60 min, the density of the PVA/CS/DMC composite film was not significantly increased compared with the PVA/CS film (p > 0.05). This is presumably attributed to the cavitation effect of ultrasonication [45]. When the ultrasound time was short (30 min), appropriate ultrasonic time can make ultrasound through a liquid creating pressure for the formation of a network structure with increased density and uniformity. However, excessive duration of ultrasonic time (60 min) may cause excessive damage to the polymer, resulting in excessive pores on the polymer surface to reduce its density [42].

3.8. Moisture Contents of PVA/CS/DMC Composite Films

Figure 7 shows that when the content of DMC was up-regulated from 0% to 4% on chitosan basis, PVA/CS/DMC films’ moisture contents were significantly up-regulated from 19.86% to 27.67% (p < 0.05). PVA/ CS film showed higher moisture content, attributed to ample hydrophilic groups in chitosan molecules, particularly –OH and –NH2. After adding DMC to chitosan film, intra-PVA and inter-PVA hydrogen bonds were weakened. As a result, interactions between moisture and chitosan were weakened. Higher moisture contents thus were presented by PVA/CS/DMC films in comparison to PVA/CS film [46]. The hydrogen bond between PVA and DMC molecules was influenced by ultrasonication. This is presumably because of ultrasonic cavitation, which probably damaged the hydrogen bonds that were constituted between DMC and PVA, thereby releasing the intermolecular hydroxyl groups. For this reason, the sonicated composite films were higher than that for the non-sonicated ones.

3.9. Degradation Percentages of PVA/CS/DMC Composite Films

Figure 8 shows the biodegradable films covered by soil for 30 days, showing 60% degradation percentage of PVA/CS/DMC. PVA/CS/DMC biodegradable films can break down rapidly in comparison with the food packages circulating on the market at the present time. That is to say, when PVA/CS/DMC biodegradable films are removed, their degradation is instant owing to the dissolution as compared to other food packaging materials available on the market that are not easily degradable and cause environmental pollution.
As shown in Figure 8, the degradation percentage of DMC composite membrane with 2% concentration increased with the extension of ultrasonication time, while the degradation rate without ultrasonication was observed 66.22% ± 0.26% only. This is in contrast with the degradation of 76.17% ± 1.51% after being treated ultrasonically for 30 min merely, suggesting that the addition of DMC raised the degradation percentages of the PVA/CS/DMC film. The likely reason for this is that DMCs are a class of natural, degradable biomaterials, and when they are being degraded, the intermolecular polymer chains of PVA may be destroyed, which accelerates and promotes PVA degradation. According to the consequences discussed above, the composite film with the DMC concentration of 2% was assessed as having the most effective degradation. The degradation percentage of the composite film may have been improved by ultrasonication owning to the cavitation and super-mixing effects, which conferred a smoother surface, making the film more liable to degradation. The biodegradability of a blend of PVA and collagen hydrolysates was explored by Alexy et al. [47] as well. They reported that collagen hydrolysates addition makes PVA membrane more biodegradable.

3.10. Antibacterial Properties of PVA/CS/DMC Composite Films

Table 4 shows the PVA/CS/DMC-2 films’ antibacterial efficiency with various DMC concentrations. Existing studies have shown that PVA/CS film is antimicrobial against E. coli [9] and S. aureus [48]. Numerous studies have found that the increase of free amino group of CS in the composite membrane is its antibacterial mechanism. The amino group charged positively interacts with the negatively charged bacterial membrane, which causes the leakage of protein components within the microbial cell [49]. In this study, the PVA/CS/DMC film was significantly more antimicrobial than PVA/CS film (p < 0.05), presumably attributed to the more antibacterial activity of DMC. Quaternary ammonium chemical compounds can be used as bactericides by charge attractiveness, infiltration, and diffusion [50]. It is recognized that the reported antibacterial activities of chitosan (pKa ≈ 6.3) were restricted to acidic conditions for its low solubility below neutral pH, and solubility has been improved by quaternary ammonium chitosan derivatives normally, antibacterial activity.
Ultrasonication can, to a certain extent, up-regulate materials’ bacteriostatic effects. In this study, the PVA/CS/DMC-2 film(ultrasound) was significantly more antimicrobial than PVA/CS/DMC-2 film (without ultrasound) (p < 0.05). In comparison with ultrasonic 30 min, the results here indicated S. aureus and E. coli growth inhibition was insignificantly up-regulated to 81.15% ± 0.38% and 74.42% ± 1.06% after 60 min ultrasonication, respectively. It has been reported that tannin polyurethane prepared from black wattle bark tannin has a certain inhibiting effect on S. aureus, Proteus vulgaris (P. vulgaris), E. coli, and some other bacteria [51] Thus, the beneficial affect of ultrasonication on the antibacterial characteristics of films is worthy of subsequent research.

4. Conclusion

In the present study, PVA/CS/DMC packaging substances with bacteriostatic activity were successfully prepared by using the polymer blended approach. We researched the effects of ultrasonication period on composite films’ characteristics. The consequences showed that though ultrasonication split the elongation and tensile strength down at the break for these ingredients in its early phases, it could enhance their barrier property and light transmittance performance. On the whole, the results revealed that the tensile strength and elongation at the break of the composite films were up-regulated by the ultrasonication. The optimal PVA/CS/DMC-2 composite film exhibited notable activity against E. coli and S. aureus. Though the mechanism leading to the improvement in ultrasonic processing-induced bacteriostatic activity of PVA/CS/DMC composite films require further study. This composite film type’s biodegradability characteristics and high physical characteristics verified its applicability as an antibacterial and biodegradable active material for packaging.

Author Contributions

R.L. wrote the manuscript, Y.W. developed the protocol, J.X. prepared the manuscript, S.A. contributed to review and edit the manuscript, Y.L. is the guarantor.

Funding

This work was supported by Sichuan Science and Technology Program (2018RZ0034), China Scholarship Council Project (201806915013), and Natural Science Fund of Education Department of Sichuan Province (16ZB0044 and 035Z1373).

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Schematic illustration of the poly (vinyl alcohol)/chitosan/2-[(methacryloyloxy) ethyl] trimethylammonium chloride (PVA/CS/DMC) blend films’ fabrication process.
Figure 1. Schematic illustration of the poly (vinyl alcohol)/chitosan/2-[(methacryloyloxy) ethyl] trimethylammonium chloride (PVA/CS/DMC) blend films’ fabrication process.
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Figure 2. FTIR spectra of the PVA, CS, PVA/CS, PVA/DMC film (not processed with ultrasonication) and typical PVA/CS/DMC composite films with a concentration of 2% below different ultrasound times.
Figure 2. FTIR spectra of the PVA, CS, PVA/CS, PVA/DMC film (not processed with ultrasonication) and typical PVA/CS/DMC composite films with a concentration of 2% below different ultrasound times.
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Figure 3. Photography of different concentrations of the solution under different ultrasound.
Figure 3. Photography of different concentrations of the solution under different ultrasound.
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Figure 4. Photography of different composite films under different ultrasound.
Figure 4. Photography of different composite films under different ultrasound.
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Figure 5. Water vapor rate of different composite films under different ultrasound times. a Values marking various superscripts for every parameter within the same ultrasound times differ noticeably (p < 0.05).
Figure 5. Water vapor rate of different composite films under different ultrasound times. a Values marking various superscripts for every parameter within the same ultrasound times differ noticeably (p < 0.05).
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Figure 6. Transmittance of different composite films in the case of varying ultrasonication time. a Values marking various superscripts for every parameter within the same ultrasound times differ noticeably (p < 0.05).
Figure 6. Transmittance of different composite films in the case of varying ultrasonication time. a Values marking various superscripts for every parameter within the same ultrasound times differ noticeably (p < 0.05).
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Figure 7. Moisture contents of different composite films in the case of varying ultrasonication time. ⁎ Values marking various superscripts for every parameter within the same ultrasound times differ noticeably (p < 0.05).
Figure 7. Moisture contents of different composite films in the case of varying ultrasonication time. ⁎ Values marking various superscripts for every parameter within the same ultrasound times differ noticeably (p < 0.05).
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Figure 8. Degradation rate of different composite films in the case of varying ultrasonication time. a Values marking various superscripts for every parameter within the same ultrasound times differ noticeably (p < 0.05).
Figure 8. Degradation rate of different composite films in the case of varying ultrasonication time. a Values marking various superscripts for every parameter within the same ultrasound times differ noticeably (p < 0.05).
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Table 1. Sample codes and composition for the poly (vinyl alcohol)/chitosan/2-[(methacryloyloxy) ethyl] trimethylammonium chloride (PVA/CS/DMC) film-forming solutions.
Table 1. Sample codes and composition for the poly (vinyl alcohol)/chitosan/2-[(methacryloyloxy) ethyl] trimethylammonium chloride (PVA/CS/DMC) film-forming solutions.
SampleDMC (g)CS (g)PVA (g)Gly (g)
PVA00262
PVA/CS06202
PVA/CS/DMC-1%26202
PVA/CS/DMC-2%46202
PVA/CS/DMC-3%66202
PVA/CS/DMC-4%86202
Table 2. Color properties of different composite films in the case of varying ultrasonication time.
Table 2. Color properties of different composite films in the case of varying ultrasonication time.
FilmL*a*b*E*
PVA/CS-088.17 ± 0.65Aa1.26 ± 0.21Aa-5.51 ± 0.4Bb1.40 ± 0.39Ac
PVA/CS-3088.45 ± 0.11Aa0.73 ± 0.08Ba-4.79 ± 0.11Aa1.82 ± 0.11Ab
PVA/CS-6088.38 ± 0.19Aa0.72 ± 0.15Ba-4.61 ± 0.15Ac1.96 ± 0.25Ac
PVA/CS/DMC-1-088.30 ± 0.09Aa0.73 ± 0.15Aab-4.47 ± 0.05Aa0.82 ± 0.09Ad
PVA/CS/DMC-1-3087.86 ± 0.28Aa0.40 ± 0.14Aab-4.36 ± 0.19Abc0.41 ± 0.24Ac
PVA/CS/DMC-1-6088.01 ± 0.27Aab0.48 ± 0.20Aab-4.39 ± 0.28Ac0.61 ± 0.20Ad
PVA/CS/DMC-2-088.48 ± 0.17Aa0.64 ± 0.16Aab-4.42 ± 0.18Aa2.12 ± 0.27Ab
PVA/CS/DMC-2-3088.42 ± 0.15Aa0.39 ± 0.18Aab-4.16 ± 0.20Aab2.48 ± 0.27Aab
PVA/CS/DMC-2-6088.16 ± 0.55Aa0.23 ± 0.34Aabc-3.94 ± 0.31Ab2.83 ± 0.63Ab
PVA/CS/DMC-3-088.14 ± 0.18Aa0.23 ± 0.39Ab-4.32 ± 0.13Ba0.72 ± 0.22Ad
PVA/CS/DMC-3-3087.78 ± 0.28Aa0.19 ± 0.19Aab-3.93 ± 0.12ABab0.57 ± 0.16Ac
PVA/CS/DMC-3-6087.92 ± 0.26Aab0.04 ± 0.12Abc-3.76 ± 0.13Ab0.79 ± 0.05Ad
PVA/CS/DMC-4-088.46 ± 0.21Aa0.17 ± 0.15Aab-4.01 ± 0.17Ba2.72 ± 0.26Aa
PVA/CS/DMC-4-3087.71 ± 0.33ABa−0.11 ± 0.28Ab−3.78 ± 0.30ABc3.27 ± 0.49Aa
PVA/CS/DMC-4-6087.37 ± 0.27Bb−0.15 ± 0.18Ac−3.29 ± 0.31Aa3.81 ± 0.35Aa
a Values marking various superscripts for every parameter within the same concentrations are significantly different (p < 0.05); A Values marking various superscripts for every parameter within the same ultrasound times differ noticeably (p < 0.05).
Table 3. Mechanical strength and density properties of different composite films in the case of varying ultrasonication time.
Table 3. Mechanical strength and density properties of different composite films in the case of varying ultrasonication time.
SamplesStress (MPa)Strain (%)Thickness (mm)Density (g/cm3)
PVA/CS-021.91 ± 0.34Aa240.44 ± 6.19Bb0.05 ± 0.01Aa1.24 ± 0.02Ab
PVA/CS-3022.07 ± 0.35Aa281.76 ± 0.30Ba0.10 ± 0.02Aa1.39 ± 0.01Aa
PVA/CS-6022.01 ± 0.18Aa256.83 ± 9.49Ab0.07 ± 0.01Ca1.28 ± 0.02ABb
PVA/CS/DMC-1-013.28 ± 0.11Ba75.27 ± 2.97Ca0.11 ± 0.01Ab1.24 ± 0.01Ab
PVA/CS/DMC-1-3016.34 ± 2.67Ca60.23 ± 6.54Ca0.14 ± 0.02Aa1.35 ± 0.02Aa
PVA/CS/DMC-1-6013.56 ± 0.59ABa78.93 ± 7.39Ba0.11 ± 0.01ABab1.26 ± 0.02ABb
PVA/CS/DMC-2-011.65 ± 0.21Ca273.70 ± 4.86Ab0.10 ± 0.02Aa1.31 ± 0.03Ab
PVA/CS/DMC-2-3017.35 ± 2.72Ba347.06 ± 21.31Aa0.10 ± 0.02Aa1.40 ± 0.02Aa
PVA/CS/DMC-2-6015.00 ± 0.65Aa277.85 ± 15.14Ab0.08 ± 0.02BCa1.31 ± 0.02Ab
PVA/CS/DMC-3-010.46 ± 0.06Da44.24 ± 0.05Db0.12 ± 0.02Aa1.23 ± 0.02Ab
PVA/CS/DMC-3-3010.70 ± 0.01Da44.14 ± 0.05Cb0.10 ± 0.02Aa1.35 ± 0.02Aa
PVA/CS/DMC-3-6010.49 ± 0.26Ba83.43 ± 7.07Ba0.13 ± 0.02Aa1.27 ± 0.01ABb
PVA/CS/DMC-4-03.19 ± 0.62Ea55.40 ± 2.29Da0.11 ± 0.02Ab1.22 ± 0.04Aa
PVA/CS/DMC-4-304.63 ± 0.18Ea62.44 ± 1.00Ca0.08 ± 0.02Aa1.24 ± 0.02Ba
PVA/CS/DMC-4-603.81 ± 0.62Ca67.83 ± 10.54Ba0.08 ± 0.02BCb1.22 ± 0.02Aba
Values marking various lowercase superscripts for every parameter within the same concentrations differ noticeably (p < 0.05); Values marking various uppercase superscripts for every parameter within the same ultrasound times differ noticeably (p < 0.05).
Table 4. Antimicrobial effect of the typical PVA/CS/DMC composite films with a concentration of 2% under different ultrasound times against Escherichia coli, Staphylococcus aureus.
Table 4. Antimicrobial effect of the typical PVA/CS/DMC composite films with a concentration of 2% under different ultrasound times against Escherichia coli, Staphylococcus aureus.
SampleS. aureusE. coli
PVA/CS52.88 ± 2.50c45.19 ± 2.12c
PVA/CS/DMC-2%-0 min62.12 ± 1.35b54.04 ± 0.67b
PVA/CS/DMC-2%-30 min79.23 ± 1.92a72.31 ± 1.35a
PVA/CS/DMC-2%-60 min81.15 ± 0.38a74.42 ± 1.06a
a Values marking various superscripts for every parameter within the same concentrations are significantly different (p < 0.05).

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Li, R.; Wang, Y.; Xu, J.; Ahmed, S.; Liu, Y. Preparation and Characterization of Ultrasound Treated Polyvinyl Alcohol/Chitosan/DMC Antimicrobial Films. Coatings 2019, 9, 582. https://0-doi-org.brum.beds.ac.uk/10.3390/coatings9090582

AMA Style

Li R, Wang Y, Xu J, Ahmed S, Liu Y. Preparation and Characterization of Ultrasound Treated Polyvinyl Alcohol/Chitosan/DMC Antimicrobial Films. Coatings. 2019; 9(9):582. https://0-doi-org.brum.beds.ac.uk/10.3390/coatings9090582

Chicago/Turabian Style

Li, Rui, Yue Wang, Jie Xu, Saeed Ahmed, and Yaowen Liu. 2019. "Preparation and Characterization of Ultrasound Treated Polyvinyl Alcohol/Chitosan/DMC Antimicrobial Films" Coatings 9, no. 9: 582. https://0-doi-org.brum.beds.ac.uk/10.3390/coatings9090582

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